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Introduction toSecurities Markets and Regulation
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Definition ofSecurity
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Materiality
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Registrationof Offerings - Exemptions - ReviewforMidterm #1
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Securities Act Liability
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Secondary and Other Postoffering Distributions
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SecuritiesExchange Act of 1934
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ReviewforMidterm #2
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Rule 10b-5
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InsiderTrading
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Insider Trading;Regulation of Securities Professionals
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Comprehensive Review
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Scott F. Pearce, Esq.

On-Line Classes
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